Michelle Ruppelt is chief compliance officer for the Hyas Group. She is responsible for ensuring the Hyas Group’s compliance with all SEC and state regulatory requirements. This includes review of general client information and files, contracts, correspondence and performance reports and continuous oversight of the firm’s compliance program, including maintenance and updating of the firm’s Form ADV, Operations Compliance Manual, Business Continuity Plan, and Code of Ethics. She also assists in client operations and performance reporting utilizing a variety of reporting platforms.
Prior to joining Hyas Group, Ms. Ruppelt worked at Arnerich Massena, Inc. as chief compliance officer, and during her 13 year tenure there, held additional positions including manager of the client services team and manager of the performance measurement department. She has nearly 30 years of experience in the financial industry, including operational and management roles in the brokerage industry.